Abstract
The objective of this first part of our study was to investigate associations of road traffic noise, socioeconomic and -demographic risk factors, and health access on depression on borough level.
We investigated in a large metropolis associations between prevalence rates of depression per borough (n = 67 boroughs) in all age groups (excluding the age group of 0-17 years) using health claims data (year 2011) and the variables social deprivation and number of family members , which were obtained from a previously conducted principal component analysis, and by using multivariate regression model. Additionally, the proportion of borough area affected by noise > 65 db(A) and physician density used as a surrogate parameter for health access were considered as potentially associated factors for depression.
The results demonstrated that depression might be associated with increasing social borough deprivation. Additionally, the number of family members used as a proxy measure for positive family support showed decreasing prevalence rates the more family members were present. Furthermore, proportions of borough areas affected by noise > 65 db(A) was positively associated with depression.
Our ecological study design has the advantage that a large number of large-scale, population-based aggregated data could easily be obtained and analysed and first potential associations could be found and discussed. To improve our findings, future studies will use data from a survey and data from the Hamburg City Health Study, a local follow-up health study, to better elucidate the individual risk factors together with environmental living and working conditions.
Author Contributions
Copyright© 2017
Caroline Krefis Anne, et al.
License
This work is licensed under a Creative Commons Attribution 4.0 International License.
This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Competing interests The authors have declared that no competing interests exist.
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Introduction
Worldwide, major mental and behavioural disorders are increasing and account for approximately 7.5 % of disability-adjusted life years (DALYs) with major depressive disorder having the highest impact with 2.5 % within this group Environmental noise in urban areas is suggested to be one of the major risk factors for adverse health effects and several studies mainly investigated and showed the link between different noise sources and cardiovascular outcomes such as hypertension 3–5. However, fewer is known about the relationship between traffic noise Furthermore, it is suggested that health access as well as social services might be associated with mental health outcomes and that there is a gradient of social and health services from urban to rural areas Likewise, positive support from family was identified as a potential protective factor for the onset or the level of depressive symptoms. A follow-up study conducted in the USA revealed that patients recovered from depression by the time of the follow-up assessment reported higher perceived emotional support from family at baseline Additionally, a lower socioeconomic background is considered to be an important risk factor for poor mental health. Many studies investigated and showed the relationship between individual, educational and occupational background or income and different mental disorders such as depression and anxiety 12–15. Weich and Lewis Other studies have shown that local environmental and borough conditions may play an important role in the prevalence of psychiatric disorders as it has been investigated for instance in two studies conducted by Kirkbride et al.
Materials And Methods
This study was accomplished in the city of Hamburg, northern Germany, which is the second largest city in Germany, with approximately 1.8 million inhabitants (census data 2013) no data for the borough Hafencity was available Prevalence rates per borough for depression from the year 2011, which cover the 67 urban boroughs of Hamburg described above, were provided by the Ministry for Health and Consumer Protection of the Free and Hanseatic City of Hamburg considering the care claims data from the public health care system of all statutory health insured patients with at least one contact to a contract physician working in the ambulatory sector, including psychotherapists as the population (n = 203,172) The following ICD-10 codes were used for the health outcome: F32 depressive episode ("Depressive Episode"), F33 recurrent depressive disorder ("Rezidivierende depressive Storung") and F34.1 persistent depressive disorder ("Dysthymia"). Prevalence rates were divided by borough and sex and grouped by age (five groups: 0-17, 18-64, 65-79, 80+, and total) Mapping (grid width: 10 m x 10 m; immission height: 4 m above ground level) depicting the noise level of Lden (Level day-evening-night) > 65 db(A) as a threshold for high exposure to noise was performed and obtained from the State Ministry for Urban Development and the Environment by using the software Predictor-LimA, version 11.1 Information on social indicators on borough level were provided by the Statistical Office for Hamburg and Schleswig-Holstein SGB II: Social Security Code (Sozialgesetzbuch, Buch II) The first factor of the PCA was used as the indicator, which might adequately describe the social deprivation of a borough and interpreted and titled as social deprivation . The respective factor scores were categorized in subgroups where the lowest 25 % of the boroughs pursuant to the social deprivation were classified as low social deprivation, the median 50 % as average social deprivation and the upper 25 % of the boroughs as high social deprivation. The second factor which was identified by the PCA described the household size and number of children per family. This variable number of family members was used as a proxy measure for family support where high number of family members were interpreted as high positive family support and low number of family members as low positive family support. Likewise, the respective factor scores were categorized in subgroups where the lowest 25 % of all boroughs were classified as low number of family members, the highest 25 % as high number of family members, and the rest as average number of family members Additionally, data about the physician density (general practitioner) per 1,000 inhabitants per borough used as a surrogate parameter for health access for people diagnosed with mental disorder were obtained from the Statistical Office for Hamburg and Schleswig-Holstein All analyses were conducted using a borough´s respective overall prevalence rate for depression excluding the age group of 0-17 years of age and for both sex, separately. A multivariate ANCOVA (Analysis of Covariance) model was applied to quantitatively assess the associations between the socioeconomic and sociodemographic factors, as well as noise and physician density, and the borough prevalence rates of depression, using IBM SPSS Statistics, version 23. The independent variables proportion of borough area affected by noise > 65 db(A) and physician density were analysed as continuous variables and scaled at a unit of per 5 % increase in borough area. For the categorical variables social deprivation and number of family members a scaling unit of three groups (low, average, and high) was used, respectively. The covariates in the ANCOVA model were examined for interactions, but none could be confirmed. Criterion for significance and therefore inclusion of an independent determinant in the final model was p ≤ 0.05. The measure of association between a co-variable and the respective depression prevalence rate was defined as the regression coefficient (B) adjusted for all other co-variables. All estimates of the regression coefficient were complemented by a 95 % confidence interval (CI) and a p value. The adjusted R-squared (R
ID
borough
ID
borough
1
Allermohe and Bergedorf
35
Jenfeld
2
Alsterdorf
36
Langenhorn
3
Altona-Altstadt
37
Lohbrugge
4
Altona-Nord and Sternschanze
38
Lokstedt
5
Bahrenfeld
39
Lurup
6
Barmbek-Nord
40
Marienthal
7
Barmbek-Sud
41
Neuallermohe
8
Bergstedt and Wohldorf-Ohlstedt
42
Neugraben-Fischbek
9
Billstedt
43
Niendorf
10
Blankenese
44
Nienstedten and Othmarschen
11
Borgfelde and St. Georg
45
Ohlsdorf
12
Bramfeld
46
Osdorf
13
Dulsberg
47
Ottensen
14
Duvenstedt and Lemsahl-Mellingstedt
48
Poppenbuttel
15
Eidelstedt
49
Rahlstedt
16
Eilbek
50
Rissen
17
Eimsbuttel
51
Rotherbaum
18
Eißendorf
52
Sasel
19
Eppendorf and Hoheluft-Ost
53
Schnelsen
20
Farmsen-Berne
54
St. Pauli
21
Fuhlsbuttel and Groß Borstel
55
Borough cluster around Kirchwerder (Kirchwerder, Altengamme, Billwerder, Curslack, Moorfleet, Neuengamme, Ochsenwerder, Reitbrook, Spadenland, Tatenberg)
22
Groß Flottbek
56
Borough cluster around Marmstorf (Marmstorf, Langenbek, Neuland and Gut Moor, Ronneburg, Sinstorf)
23
Hafencity
57
Borough cluster around Neuenfelde (Neuenfelde, Cranz, Francop, Moorburg and Altenwerder)
24
Hamburg-Altstadt and -Neustadt
58
Borough cluster around Rothenburgsort (Rothenburgsort, Billbrook, Hammerbrook)
25
Hamm
59
Borough cluster around Wilhelmsburg (Wilhelmsburg, Kleiner Grasbrook and Steinwerder, Veddel)
26
Harburg
60
Steilshoop
27
Harvestehude
61
Stellingen
28
Hausbruch
62
Tonndorf
29
Heimfeld
63
Volksdorf
30
Hoheluft-West
64
Waltershof and Finkenwerder
31
Hohenfelde and Uhlenhorst
65
Wandsbek
32
Horn
66
Wellingsbuttel
33
Hummelsbuttel
67
Wilstorf
34
Iserbrook and Sulldorf
68
Winterhude
Item
unit
year
SGB II benefit recipients
Proportion of the total population (%)
2012
SGB II benefit recipients below 15 years of age
Proportion of the population below 15 years of age (%)
2012
Households receiving benefits
Proportion of all households (%)
2012
Average income in €
Per taxable person
2007
High school students
Proportion of all school students (%)
2012/2013
Employees
Proportion of all working age population (15 to 64 years of age ) (%)
2012
Unemployed
Proportion of all working age population (15 to 64 years of age) (%)
2012
Younger unemployed (15 to < 25 years of age)
Proportion of the younger working age population (15 to < 25 years of age) (%)
2012
Older unemployed (55 to < 65 years of age)
Proportion of the older working age population (55 to < 65 years of age) (%)
2012
Unemployed under the SGB II
Proportion of all working age population (15 to 64 years of age) (%)
2012
Premature deaths
Per 1,000 inhabitants
2012
Children and adolescents < 18 years of age
Proportion of the total population (%)
2012
Inhabitants > 64 years of age
Proportion of the total population (%)
2012
Foreign inhabitants
Proportion of the total population (%)
2012
Inhabitants with migration background
Proportion of the total population
2012
Children and adolescents < 18 years of age with migration background
Proportion of the total population < 18 years of age
2012
Mean number of people
Per household
2012
Single-person household
Proportion of all households (%)
2012
Households with children
Proportion of all households (%)
2012
Households with single-parents
Proportion of all households (%)
2012
Human population density
Per km
2012
In-migrations beyond the border of the city
In total
2012
Out-migrations beyond the border of the city
In total
2012
Difference between the in- and out-migrations
In total
2012
Living space
Per inhabitant per m
2012
Social housing
Proportion of all flats (%)
2012
Results
The overall treatment prevalence rates of depression (year 2011), excluding the age group of 0–17 years of age, varied from 7.8 % to 18.5 % among males and from 16.8 % to 26.1 % among females (data not shown). The median value among females nearly doubled compared to males (21.7 and 12.6, respectively) (data not shown). Mapping of the spatial results of the social deprivation per urban borough, which was obtained from the PCA showed mainly comparable patterns to the depression prevalence rates and depicted for instance also highest social deprivation in the district of Hamburg-Mitte. This factor is characterised by indicators showing high positive correlations on the proportion of unemployment and the proportion of SGB II benefit recipients (SGB II: Social Security Code Sozialgesetzbuch Buch II). Accordingly, these boroughs record high unemployment rates and a high proportion of SGB II benefit recipients. On contrary, boroughs with the lowest social deprivation and hence, amongst others, low unemployment rates, were located in the most north-eastern boroughs and in the most western boroughs of Hamburg (Figure 2Figure 2). This pattern again predominantly coincided with low prevalence rates of depression. The second factor which was used as a surrogate parameter for positive family support had highest values in the peripheral boroughs. Smallest household sizes and hence, lowest positive family support could be found in the centrally located boroughs. Again spatially similarities to a borough´s depression prevalence rate could be mainly found ( Physician density considering all general practitioners ranged from 0.2 physicians per 1,000 inhabitants in most borough-clusters in the southern parts of Hamburg to 10.4 physicians per 1,000 inhabitants in the centrally located boroughs of Hamburg (data not shown). Additionally, the centrally located boroughs showed the lowest percentage of borough area affected by noise > 65 db(A) with 0.7 %. Highest percentage of borough area affected by road traffic noise level > 65 db(A) with up to 10.1 % could be found within the highly industrialised borough-cluster in Hamburg-Mitte (data not shown). The results of our analysis ( NA - not applicable ANCOVA model, all age groups excluding the age group of 0–17 years of age Mutually adjusted Unit = 5 % per 1,000 inhabitants Social deprivation classified by PCA: 3 categories: low social deprivation = the lowest 25 % of boroughs, average social deprivation = 26 % –74 % of boroughs, high social deprivation = the upper 25 % of boroughs Number of family members classified by PCA: 3 categories: low number of family members = the lowest 25 % of boroughs, average number of family members = 26–74 % of boroughs, high number of family members = the upper 25 % of boroughs
Depression male
Depression female
Determinant
Coefficient Bb
95 % CI
p value
Coefficient Bb
95 % CI
p value
Physician density
0.48
-0.48,1.43
0.324
0.8
-0.38,1.98
0.18
Proportion of borough area affected by noise > 65 dB(A)
2.38
1.39,3.36
<0.0001
1.44
0.22,2.65
0.021
Low social deprivation
NA
NA
NA
NA
NA
NA
Average social deprivation
0.7
-0.24,1.63
0.141
0.14
-1.01,1.29
0.809
High social deprivation
2.21
1.10,3.31
<0.0001
1.41
0.06,2.77
0.041
Low number of family members
NA
NA
NA
NA
NA
NA
Average number of family members
-0.31
-1.28,0.65
0.519
-0.94
-2.13,0.25
0.119
High number of family members
-1.29
-2.49,0.10
0.034
-2.39
-3.84,-0.92
0.002
Discussion
The current study was conducted in order to get insight into the potential association of depression with environmental and socioeconomic and sociodemographic factors. This topic is of particular importance since there is a marked increase in depression among the German population Several studies have shown that local environmental conditions may play an important role in the prevalence of psychiatric disorders A PCA is a multivariate statistical technique used to reduce the complexity and dimensionality of correlated variables to one or more uncorrelated single indicator variables. Interpretation and comparison across settings such as urban boroughs as provided herein in this study are easier. On the other hand, the principal components are artificially constructed indices and the number of selected variables included and the number of components is arbitrary Nevertheless, single socioeconomic indicators such as unemployment or income have also been shown to potentially be associated with mental disorder and many studies, reviews or meta-analyses have been published investigating or summarizing the socioeconomic effects on mental health such as depression or anxiety Number of family members, used as a proxy measure for positive family support, was an independent factor on depression. These results are consistent with other studies, investigating objective and subjective aspects of support from family Furthermore, the proportion of borough areas affected by road traffic noise > 65 db(A) indicated associations with depression prevalence rates. Likewise, an impact of residential road traffic noise > 55 db(A) on high depressive symptoms has been suggested from the Heinz Nixdorf Recall study, conducted in three adjacent cities in western Germany Physician density applied as a surrogate parameter for health access did not show any significant association with depression. Only data from general practitioners and not from psychotherapists were used to calculate the physician density per 1,000 inhabitants. In the German health care system people potentially suffering from mental disorder first have to see a general physician or practitioner for referrals to a specialist such as psychologists. Hence, only using the physician density as a proxy measure for health access for people diagnosed with several mental diseases should mostly represent the health care for mental disorder. However, in general people do not always seek medical care adjacent to their home-address. Instead, they seek help at a general practitioner or even specialist in a borough further away or go directly to the hospital. Hence, depression prevalence rates might be underdiagnosed and skewed in some particular groups of the population due to differences in seeking health care behaviour. Another limitation of our study is, that only data from statutory health insurance patients with at least one contact to a contract physician working in the ambulatory sector, including psychotherapists were available. Data regarding the amount and distribution of privately insured patients or data from private practice were not available. However, it is suggested that roughly 10 to 20 % of all inhabitants in Hamburg are privately insured Furthermore, it is suggested, that the insurance status might be associated with the treatment and hence, the health outcomes of individuals. For instance, two studies in the USA investigated the influence of insurance status on the access to mental health care. Both studies found associations between the insurance status and unmet need for mental health care or the acceptance rates Due to very low borough prevalence rates among the age group of 0 to 17 years of age in both sex (approximately 0-2 %) and hence, a possible false estimation of the respective effects, we excluded this group in the final model. Prevalence rates among the remaining age groups were approximately evenly distributed (among males range between approximately 10-20 %, among females range between approximately 15-25 %) and were chosen as one group for the analysis. Nevertheless, to check stability of the observed results, we repeated the ANCOVA model with the age group 0 to 17 years of age included. Number of family members as well as social deprivation had somewhat higher significant estimates of the coefficient B, instead proportion of borough area affected by noise > 65 db(A) indicated a halving of the depression prevalence (data not shown). Reversely, this result might underline the possible association of long-term effects of noise above a certain threshold and additionally the importance of duration of residence on mental disorder. An advantage of our cross-sectional ecological study design is, that a number of large-scaled, population-based data could easily be obtained for the city of Hamburg and first theoretical associations might be analysed and discussed. Our results obtained here on borough level show similar association as demonstrated in other studies underlying the potential importance of social depravity of a borough in relation to specific disease outcomes, even though the study design used so far makes the results of this study difficult to interpret and potentially misleading. In a next step we will conduct a case-control study with hypertensive patients as cases to get a better insight into the potential individual risk factors together with environmental living and working conditions. Participants from the Hamburg City Health Study (HCHS), the largest local follow-up health study, which just started spring 2016 and with follow-ups for the next 12 years will be matched and used as a control group. Additionally, data about noise (traffic noise, aircraft noise as well as industrial noise) and data about air pollution will be selectively collected close to the residents of participants and considered in the upcoming studies to account for the above discussed limitations and hence, to better analyse and understand potential individual and environmental co-factors of depression.
Conclusion
Our first results presented herein suggest that the socioeconomic and sociodemographic background of an urban borough could have a considerable effect on depressive disorder. A significantly higher prevalence for depression was detected for highly deprived boroughs. Furthermore, road traffic noise > 65 db(A) indicated a significant association with depression in the city of Hamburg. Our results suggest that large-scale socioeconomic and -demographic borough data together with noise, which could easily be obtained might be useful to pose potential associations between a borough´s socioeconomic and sociodemographic background, noise and different health outcomes such as depression. However, to regard the limitations of our study future studies will focus on collecting information on individual level and the environmental living and working conditions together with data on noise and air pollution in the near living environments of participants. These are prerequisites to assess the validity of our model and to develop strategies to reduce the increasing prevalence of depressive disorder.